{"id":305,"date":"2013-04-26T09:23:56","date_gmt":"2013-04-26T16:23:56","guid":{"rendered":"http:\/\/newwww.hmc.edu\/research-experiential-learning\/?page_id=301"},"modified":"2024-03-25T10:31:58","modified_gmt":"2024-03-25T17:31:58","slug":"conflicts-of-interest","status":"publish","type":"page","link":"https:\/\/www.hmc.edu\/research\/grant-resources-administration\/grant-proposal-preparations\/conflicts-of-interest\/","title":{"rendered":"Conflicts of Interest and Research Grants"},"content":{"rendered":"\n<div class=\"wp-block-mudd2021-right-sidebar right-sidebar\" id=\"right-sidebar\">\n<h2 class=\"wp-block-heading\">Faculty Grant Administration Contacts<\/h2>\n\n\n\n<h3 class=\"wp-block-heading\">Nicole Wallens<\/h3>\n\n\n\n<p>Director of Sponsored Research<br><a href=\"tel:+19096072843\">909.607.2843<\/a><br><a href=\"mailto:nw&#97;&#108;l&#101;&#110;s&#64;&#103;&#46;h&#109;c&#46;e&#100;u\">n&#119;alle&#110;s&#64;g.&#104;&#109;c&#46;&#101;d&#117;<\/a><\/p>\n\n\n\n<p>Roles: Assists faculty members with proposal development, preparation, and submission, funding agencies liaison<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">Rodrigo Flores<\/h3>\n\n\n\n<p>Senior Accountant and Analyst&nbsp;<a href=\"tel:+19096070352\">909.607.0352<\/a><br><a href=\"mailto:&#114;o&#102;&#108;o&#114;e&#115;&#64;hm&#99;&#46;&#101;du\">&#114;&#111;&#102;l&#111;&#114;&#101;&#115;&#64;&#104;&#109;c&#46;&#101;d&#117;<\/a><\/p>\n\n\n\n<p>Roles: Assists faculty members with proposal budgets, grant compliance support, budget revisions, cost transfers, R&amp;D audit, and grant\/contract review<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><strong>Danette Sanchez<\/strong><\/h3>\n\n\n\n<p>Senior Director of Finance and Budget&nbsp;<a href=\"tel:+19096072632\">909.607.2632<\/a><br><a href=\"mailto:ds&#97;&#110;c&#104;ez&#64;&#104;&#109;c&#46;&#101;&#100;u\">d&#115;&#97;&#110;&#99;&#104;ez&#64;&#104;&#109;&#99;.ed&#117;<\/a><\/p>\n\n\n\n<p>Roles: Grant\/contract review<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><strong>Allan Schmidt<\/strong><\/h3>\n\n\n\n<p>Assistant Treasurer and Financial Analyst&nbsp;<a href=\"tel:+19096074667\">909.607.4667<\/a><br><a href=\"mailto:al&#115;&#99;hmidt&#64;&#104;m&#99;&#46;edu\">a&#108;&#115;&#99;&#104;m&#105;d&#116;&#64;h&#109;&#99;&#46;ed&#117;<\/a><\/p>\n\n\n\n<p>Roles: Grant\/contract review, authorized signer for Grants\/contracts.<\/p>\n<\/div>\n\n\n\n<p>In accordance with the requirements of the federal government, Harvey Mudd College has established a policy concerning the disclosure of financial interest in research or other activities supported by grants from external sources or from college-sponsored grant programs.<\/p>\n\n\n\n<p>This policy corresponds to the guidelines set forth in the <a href=\"https:\/\/nsf-gov-resources.nsf.gov\/files\/nsf24_1.pdf?VersionId=1kJf1ldESF8i4HjouuJ7Q6A0oJD3ClK3\">NSF Grant Policy Manual<\/a> and the <a href=\"http:\/\/grants.nih.gov\/grants\/policy\/coi\/\">NIH Grants Policy<\/a> in accordance with the <a href=\"https:\/\/www.ecfr.gov\/current\/title-42\/chapter-I\/subchapter-D\/part-50\/subpart-F\/section-50.604\">Code of Federal Regulations \u00a7 50.604 (Responsibilities of Institutions regarding Investigator financial conflicts of interest)<\/a>. These policies apply to grants funded by the National Science Foundation and the National Institutes of Health with Public Health Service (PHS) funding, as well as grants from other sources. Please refer to the Financial Disclosure Policy in the <a href=\"https:\/\/docs.google.com\/document\/d\/1bNNmVueX3XUkI7W9JLpYlKmUylkdYnWCzKlVTZL7gcU\/edit#bookmark=id.x7hq5r4wwt5k\">Harvey Mudd College Faculty Notebook (PDF)<\/a> and <a href=\"https:\/\/drive.google.com\/file\/d\/1kGf4uBbBEmlYwD1jkvDqxZP_Apw_jwG2\/view?usp=share_link\">HMC&#8217;s Financial Conflict of Interest Policy.<\/a><\/p>\n\n\n\n<p>The policy includes the requirement that grant seekers 1) receive <a href=\"https:\/\/grants.nih.gov\/grants\/policy\/coi\/tutorial2018\/story_html5.html\">FCOI training<\/a> and 2) disclose to the Dean of the Faculty any significant financial interest they have in the proposed grant-supported activity. The PI must certify satisfaction of this requirement in the Financial Conflict of Interest Disclosure Form which must be submitted to the Office of Sponsored Research as part of the internal approvals process.<\/p>\n\n\n\n<p>In the absence of disclosure, the release of the proposal to the Harvey Mudd College Office of Sponsored Research and Projects or <a href=\"https:\/\/www.hmc.edu\/bao\/\">Office of Business Affairs<\/a> for submission is implied to mean that no conflict of interest exists. Grant seekers indicate this by releasing the proposal to Nicole Wallens, Associate Director of Sponsored Research, and Rodrigo Flores, Grants Accountant, for submission.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Conflicts of Interest Resources<\/h2>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.ecfr.gov\/current\/title-42\/chapter-I\/subchapter-D\/part-50\/subpart-F\/section-50.604\">Code of Federal Regulations \u00a7 50.604 Responsibilities of Institutions regarding Investigator financial conflicts of interest<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/grants.nih.gov\/grants\/policy\/coi\/index.htm\">NIH FCOI Policy Tutorial<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/drive.google.com\/file\/d\/1PyIGaaUITr1Qe21Js7UvmMrAxyhF_-Ee\/view?usp=sharing\">Policies Applicable to Research Conduct and Consulting (PDF)<\/a> (Section 8.5 Excerpt from Faculty Notebook)<\/li>\n\n\n\n<li><a href=\"https:\/\/www.nsf.gov\/pubs\/policydocs\/pappguide\/nsf14001\/aag_4.jsp#IVA\">NSF Financial Conflict of Interest Disclosure Form<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/docs.google.com\/document\/d\/1eUcMWCk44l9kHBxqGYXTIA2AO1VhbQar\/edit?usp=share_link&amp;ouid=111847640464600036548&amp;rtpof=true&amp;sd=true\">NIH Financial Conflict of Interest Disclosure Form&nbsp;<\/a><\/li>\n<\/ul>\n","protected":false},"excerpt":{"rendered":"<p>In accordance with the requirements of the federal government, Harvey Mudd College has established a policy concerning the disclosure of [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":284,"menu_order":0,"comment_status":"closed","ping_status":"open","template":"","meta":{"_acf_changed":false,"footnotes":""},"class_list":["post-305","page","type-page","status-publish","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/www.hmc.edu\/research\/wp-json\/wp\/v2\/pages\/305","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.hmc.edu\/research\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.hmc.edu\/research\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.hmc.edu\/research\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.hmc.edu\/research\/wp-json\/wp\/v2\/comments?post=305"}],"version-history":[{"count":2,"href":"https:\/\/www.hmc.edu\/research\/wp-json\/wp\/v2\/pages\/305\/revisions"}],"predecessor-version":[{"id":2599,"href":"https:\/\/www.hmc.edu\/research\/wp-json\/wp\/v2\/pages\/305\/revisions\/2599"}],"up":[{"embeddable":true,"href":"https:\/\/www.hmc.edu\/research\/wp-json\/wp\/v2\/pages\/284"}],"wp:attachment":[{"href":"https:\/\/www.hmc.edu\/research\/wp-json\/wp\/v2\/media?parent=305"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}